SEC Form 4 · accession 0001360683-16-000076
TALMER BANCORP, INC. · TLMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T. Dunn
Officer — Chief Legal Counsel
Period of report
Jan 29, 2016
Accepted (ET)
Jan 29, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 29, 2016 | M | 11,000 | $3.50 | A | 41,147 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.50 | Jan 29, 2016 | M | 11,000 | D | — | Nov 9, 2019 | Class A Common Stock | 11,000 | 34,000 | D |
| Employee Stock Option (right to buy)F2 | $8.25 | holding | — | — | — | Jan 2, 2013 | Jan 2, 2023 | Class A Common Stock | 150,000 | 150,000 | D |
| Employee Stock Option (right to buy)F3 | $6.00 | holding | — | — | — | — | Jun 22, 2020 | Class A Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The option was exercisable in three equal annual installments on November 9, 2010, November 9, 2011 and November 9, 2012.
- F2The option was immediately exercisable on the grant date of January 2, 2013.
- F3The option was exercisable in three equal annual installments on June 22, 2011, June 22, 2012 and June 22, 2013.