SEC Form 4 · accession 0001360683-16-000071
TALMER BANCORP, INC. · TLMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald A Klein
Director
Period of report
Jan 28, 2016
Accepted (ET)
Jan 29, 2016 · 11:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 28, 2016 | M | 10,000 | $8.25 | A | 23,800 | D | |
| Class A Common Stock | holding | — | — | — | 79,286 | I | Ronald A. Klein Revocable Living Trust UAD 02.26.1997 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $8.25 | Jan 28, 2016 | M | 10,000 | D | Jan 2, 2013 | Jan 2, 2023 | Class A Common Stock | 10,000 | 15,000 | D |
| Stock Option (right to buy)F2 | $6.00 | holding | — | — | — | — | Jun 22, 2020 | Class A Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The option was immediately exercisable on the grant date of January 2, 2013.
- F2The option was exercisable in three equal annual installments on June 22, 2011, June 22, 2012 and June 22, 2013.