SEC Form 4 · accession 0001062993-16-008830
Where Food Comes From, Inc. · WFCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Chester Smith
Director
Period of report
Feb 16, 2016
Accepted (ET)
Apr 8, 2016 · 12:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | M | 1,667 | $1.15 | A | 76,666 | D | |
| Common Stock | Feb 16, 2016 | M | 1,667 | $1.23 | A | 78,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.15 | Feb 16, 2016 | M | 1,667 | D | Sep 18, 2015 | Sep 18, 2022 | Common Stock | 1,667 | 1,667 | D |
| Stock Option (right to buy) | $1.23 | Feb 16, 2016 | M | 1,667 | D | Sep 9, 2015 | Sep 9, 2023 | Common Stock | 1,667 | 1,667 | D |