SEC Form 4 · accession 0001062993-15-001111
Where Food Comes From, Inc. · WFCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Chester Smith
Director
Period of report
Jan 20, 2015
Accepted (ET)
Mar 3, 2015 · 2:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2015 | M | 10,000 | $0.24 | A | 70,000 | D | |
| Common Stock | Jan 20, 2015 | M | 3,333 | $1.15 | A | 73,333 | D | |
| Common Stock | Jan 20, 2015 | M | 1,666 | $1.23 | A | 74,999 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option(right to buy) | $0.24 | Jan 20, 2015 | M | 10,000 | D | Apr 1, 2012 | Apr 1, 2021 | Common Stock | 10,000 | 10,000 | D |
| Stock Option (right to buy) | $1.15 | Jan 20, 2015 | M | 3,333 | D | Sep 18, 2013 | Sep 18, 2022 | Common Stock | 3,333 | 6,667 | D |
| Stock Option (right to buy) | $1.23 | Jan 20, 2015 | M | 1,666 | D | Sep 9, 2014 | Sep 9, 2023 | Common Stock | 1,666 | 5,001 | D |