SEC Form 4 · accession 0001383838-18-000007
Vitamin Shoppe, Inc. · VSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
SHAH CAPITAL MANAGEMENT
10% Owner
Period of report
Apr 2, 2018
Accepted (ET)
Apr 18, 2018 · 1:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360530
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STCOKF1 | Apr 2, 2018 | P | 156,142 | $4.025 | A | 4,276,142 | I | See Footnote 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares: - Owned by Shah Capital Opportunity Fund LP (the "Fund") which could be deemed to be owned beneficially by (i) Shah Capital Management, Inc. (SCM) solely as a result of its discretionary power over such shares as Investment Adviser to the Fund and (ii) Shah Capital LLC as the General Partner to the Fund - Deemed to be owned beneficially by SCM solely as a result of its discretionary power over such shares as Investment Adviser to its separately managed account clients - Held by Himanshu H. Shah directly. Mr. Shah is the President of SCM and the Managing Member of Shah Capital LLC and holds a controlling percentage of the outstanding securities of both entities