SEC Form 4 · accession 0001383838-18-000005
Vitamin Shoppe, Inc. · VSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
SHAH CAPITAL MANAGEMENT
10% Owner
Period of report
Feb 5, 2018
Accepted (ET)
Feb 6, 2018 · 10:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360530
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 5, 2018 | P | 300,000 | $3.83 | A | 4,120,000 | I | See Footnote 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares: - Owned by Shah Capital Opportunity Fund LP (the "Fund") which could be deemed to be owned beneficially by (i) Shah Capital Management, Inc. (SCM) solely as a result of its discretionary power over such shares as Investment Adviser to the Fund and (ii) Shah Capital LLC as the General Partner to the Fund - Deemed to be owned beneficially by SCM solely as a result of its discretionary power over such shares as Investment Adviser to its separately managed account clients. - Held by Himanshu H. Shah directly. Mr. Shah is the President of SCM and the Managing Member of Shah Capital LLC and holds a controlling percentage of the outstanding voting securities of both entities.
Remarks
As a result of Mr. Shah's position with and ownership of these entities, he could be deemed the beneficiary of the shares beneficially owned by: - Shah Capital LLC on behalf of the Fund - SCM on behalf of separately managed account clients and - those held by the Fund. Mr. Shah disclaims beneficial ownership of shares beneficially owned by SCM, Shah Capital LLC and the Fund except to the extent of his pecuniary interest in such shares.