SEC Form 4 · accession 0001383838-18-000003
Vitamin Shoppe, Inc. · VSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
SHAH CAPITAL MANAGEMENT
10% Owner
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360530
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 1, 2018 | P | 114,200 | $4.11 | A | 314,200 | I | See Footnote 1 |
| COMMON STOCKF2 | Jan 2, 2018 | P | 17,122 | $4.15 | A | 3,147,122 | I | See Footnote 2 |
| COMMON STOCKF3 | Feb 2, 2018 | P | 352,878 | $4.07 | A | 3,500,000 | I | See Footnote 3 |
| COMMON STOCKF4 | Feb 1, 2018 | P | 5,800 | $4.11 | A | 34,800 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock deemed to be owned beneficially by Shah Capital Management, Inc. (SCM) solely as a result of its discretionary power over such shares as investment adviser to its separately managed account clients
- F2Represents shares of common stock owned by Shah Capital Opportunity Fund LP (the "Fund") which could be deemed to be owned beneficially by (1) SCM solely as a result of its discretionary power over such shares as investment adviser to the Fund, and (ii) Shah Capital LLC as general partner to the Fund.
- F3Represents shares of common stock owned by Shah Capital Opportunity Fund LP (the "Fund") which could be deemed to be owned beneficially by (k) SCM solely as a result of its discretionary power over such shares as investment adviser to the Fund and (ii) Shah Capital LLC as general partner to the Fund.
- F4Represents shares held by Himanshu H. Shah directly. Mr. Shah is the President of SCM and the Managing Member of Shah Capital LLC and holds a controlling percentage of the outstanding voting securities of both entities. As a result of his position with and ownership of these entities he could be deemed the beneficiary of the shares beneficially owned by Shah Capital LLC on behalf of the Fund and SCM for separately managed account clients and those held by the Fund. Mr. Shah disclaims beneficial ownership of shares beneficially owned by SCM, Shah Capital LLC and the Fund except to the extent of his pecuniary interest in such shares.
Remarks
This filing is being made by SCM, Shah Capital LLC, the Fund and Mr. Shah.