SEC Form 4 · accession 0001360530-18-000098
Vitamin Shoppe, Inc. · VSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Smith
Director
Period of report
Sep 1, 2018
Accepted (ET)
Sep 4, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360530
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 1, 2018 | A | 11,764 | $12.75 | A | 70,397 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of restricted stock units were issued pursuant to the Registrant's 2018 Long-Term Incentive Plan upon Mr. Smith's transition to the role of non-executive chairman. Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vest in twelve equal monthly installments beginning on October 1, 2018.
- F2Concurrent with the granting of restricted stock units on September 1, 2018, all unvested restricted stock units granted to Mr. Smith on July 2, 2018 (23,723 RSUs) were forfeited and cancelled.