SEC Form 4 · accession 0001360530-18-000048
Vitamin Shoppe, Inc. · VSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Himanshu Shah
Director · 10% Owner
Period of report
Apr 24, 2018
Accepted (ET)
Apr 26, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360530
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 24, 2018 | A | 1,471 | $0.00 | A | 36,271 | D | |
| Common StockF2 | holding | — | — | — | 4,241,342 | I | See Footnote No. 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit granted represents a right contingent on time vesting to receive one share of Common Stock.
- F2Owned by Shah Capital Opportunity Fund LP (the "Fund") which could be deemed to be owned beneficially by (i) Shah Capital Management, Inc. (SCM) solely as a result of its discretionary power over such shares as Investment Adviser to the Fund and (ii) Shah Capital LLC as the General Partner to the Fund. Deemed to be owned beneficially by SCM solely as a result of its discretionary power over such shares as Investment Advisor to its separately managed account clients. Mr. Shah is the President of SCM and the Managing Member of Shah Capital LLC and holds a controlling percentage of the outstanding securities of both entities. Mr. Shah disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.