SEC Form 4 · accession 0001360530-16-000049
Vitamin Shoppe, Inc. · VSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
B. Michael Becker
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360530
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | A | 2,279 | $30.71 | A | 4,538 | D | |
| Common Stock | Jul 5, 2016 | M | 470 | $0.00 | A | 5,008 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jul 5, 2016 | M | 470 | D | — | — | Common Stock | 470 | 0 | D |
Explanation of responses
- F1These shares are restricted stock units that were issued pursuant to the Registrant's 2009 Equity Incentive Plan, as amended, as the annual award to directors pursuant to the Director Compensation Plan and Stock Ownership Guidelines. Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units vest in four equal quarterly installments on October 3, 2016, January 3, 2017, April 3, 2017 and July 3, 2017.
- F2Each restricted stock unit granted represents a right contingent on time vesting to receive one share of Common Stock.
- F3On July 2, 2015, the reporting person was granted 1,879 restricted stock units, vesting in four equal quarterly installments beginning on October 2, 2015.