SEC Form 5 · accession 0001683168-18-000346
HARROW, INC. · HROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 31, 2017
Accepted (ET)
Feb 8, 2018 · 12:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2017 | F | 52,000 | $1.79 | A | 1,416,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $1.79 | Mar 21, 2017 | P | 52,000 | A | Jun 27, 2017 | Dec 27, 2019 | Common Stock | 52,000 | 1,416,000 | D |
Explanation of responses
- F1$0.125/warrant; $1.915/unit (common stock and warrant)