SEC Form 4 · accession 0001493152-26-038807
HARROW, INC. · HROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amir Shojaei
Officer — CHIEF SCIENTIFIC OFFICER
Period of report
Aug 14, 2026
Accepted (ET)
Aug 17, 2026 · 5:47 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001360214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2026 | M | 11,250 | $35.96 | A | 11,250 | D | |
| Common StockF1 | Aug 14, 2026 | S | 11,250 | $40.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $35.96 | Aug 14, 2026 | M | 11,250 | D | — | Jan 6, 2035 | Common Stock | 11,250 | 18,750 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected as part of a broker-assisted same-day sale transaction in connection with the option exercise reported herein to fund the aggregate exercise price and related transaction costs. The Reporting Person did not retain any shares acquired upon exercise.
- F2The option was granted on January 6, 2025. The shares subject to the option vest according to the following schedule: 25% of the shares vested at the one-year anniversary of the date of grant, and the remaining shares vest over the next three years in 12 equal quarterly installments until fully vested and exercisable on January 6, 2029.