SEC Form 4 · accession 0001493152-19-002377
HARROW, INC. · HROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Saharek
Officer — Chief Commercial Officer
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360214
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1 | $6.30 | Feb 19, 2019 | A | 50,000 | A | — | Feb 19, 2029 | Common Stock | 50,000 | 50,000 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 19, 2019 | A | 50,000 | A | — | Feb 19, 2022 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Represents stock options granted under the Issuer's 2017 Stock Incentive and Awards Plan (the "Plan"). The stock options vest in equal quarterly installments over a three-year period.
- F2Represents restricted stock units ("RSUs") granted under the Plan. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon the vesting and settlement of the RSU. The RSUs vest and settle in full on the third anniversary of the date of grant.