SEC Form 4 · accession 0001493152-19-002375
HARROW, INC. · HROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Baum
Officer — Chief Executive Officer · Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360214
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1 | $6.30 | Feb 19, 2019 | A | 150,000 | A | — | Feb 19, 2029 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Represents stock options granted under the Issuer's 2017 Stock Incentive and Awards Plan. The stock options vest in equal quarterly installments over a three year period.