SEC Form 4 · accession 0001493152-18-001435
HARROW, INC. · HROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew R. Boll
Officer — Chief Financial Officer
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 8:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | M | 30,000 | $1.83 | A | 84,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 1, 2018 | M | 30,000 | D | — | — | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1On February 1, 2018, restricted stock units ("RSUs") granted to Mr. Boll on February 1, 2015 vested, and 30,000 shares of common stock were issued to Mr. Boll. Payroll withholding taxes related to the vested RSUs and share issuance were paid by Mr. Boll.