SEC Form 4 · accession 0001493152-17-006715
HARROW, INC. · HROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Lindstrom M.D.
Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 15, 2017 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360214
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSUF1,F2 | $0.00 | Jun 13, 2017 | A | 15,723 | A | Jun 13, 2017 | Jun 13, 2018 | Common Stock | 15,723 | 15,723 | D |
Explanation of responses
- F1Award of Restricted Stock Units vests quarterly in equal installments over a one year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service.
- F2The Restricted Stock Units were received as a compensatory award for no consideration.