SEC Form 4 · accession 0001493152-17-004057
HARROW, INC. · HROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clayton D Edwards
Officer — Chief Operating Officer
Period of report
Apr 13, 2017
Accepted (ET)
Apr 17, 2017 · 8:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360214
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF1 | $3.77 | Apr 13, 2017 | A | 55,000 | A | — | Apr 13, 2027 | Common Stock | 55,000 | 55,000 | D |
Explanation of responses
- F1Represents stock options granted under the Issuer's 2007 Stock Incentive and Awards Plan. The stock options vests over a 4-year period, with 25% of the total number of shares subject to the option vesting on the one-year anniversary of the grant date and the remaining shares subject to the option vesting in equal installments each quarterly period following the one-year anniversary of the grant date.