SEC Form 4 · accession 0001493152-16-014460
HARROW, INC. · HROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Kammer
Director
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 6:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2016 | J | 95,000 | $4.58 | A | 1,089,827 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dr. Kammer, as plaintiff, entered into a settlement agreement with a third party related to a lawsuit. As settlement consideration the third party paid Dr. Kammer 95,000 shares of the Company's common stock.