SEC Form 4 · accession 0001493152-16-007108
HARROW, INC. · HROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew R. Boll
Officer — Chief Financial Officer
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 6:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2016 | M | 15,000 | $3.68 | A | 202,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $3.68 | Feb 1, 2016 | M | 15,000 | D | — | Feb 1, 2016 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The stock option is fully exercisable.
- F2The stock option was granted on February 1, 2012 under the Issuer's 2007 Stock Incentive and Awards Plan and the shares subject to the stock option became exercisable over a 3-year period, with 1/36th of the total number of shares subject to the stock option vesting each monthly period following its grant date.