SEC Form 4 · accession 0001493152-15-003376
HARROW, INC. · HROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Baum
Officer — Chief Executive Officer · Director
Period of report
Jul 31, 2015
Accepted (ET)
Aug 5, 2015 · 7:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360214
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - Right to BuyF1 | $7.87 | Jul 31, 2015 | A | 600,000 | A | — | Jul 31, 2020 | Common Stock | 600,000 | 600,000 | D |
Explanation of responses
- F1The option vests in five installments based on the satisfaction of certain stock-price based performance targets during the 5 year term of such option.