SEC Form 4 · accession 0001493152-15-000353
HARROW, INC. · HROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Saharek
Officer — Chief Commercial Officer
Period of report
Feb 1, 2015
Accepted (ET)
Feb 2, 2015 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2015 | A | 30,000 | $0.00 | A | 30,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to BuyF2 | $7.37 | Feb 1, 2015 | A | 90,000 | A | — | Feb 1, 2025 | Common Stock | 90,000 | 90,000 | D |
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted under the Issuer's 2007 Stock Incentive and Awards Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon the vesting and settlement of the RSU. The RSUs vest and settle in full on the third anniversary of the date of grant.
- F2The stock option, granted under the Plan, vests in equal quarterly installments over a three-year period commencing on May 1, 2015.