SEC Form 4 · accession 0001493152-15-000351
HARROW, INC. · HROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew R. Boll
Officer — Chief Financial Officer
Period of report
Feb 1, 2015
Accepted (ET)
Feb 2, 2015 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2015 | A | 157,500 | $0.00 | A | 157,500 | D | |
| Common Stock | Feb 1, 2015 | A | 30,000 | $0.00 | A | 187,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents performance-based restricted stock units ("PSUs") granted under the Issuer's 2007 Stock Incentive and Awards Plan (the "Plan"). Each PSU represents a contingent right to receive one share of common stock of the Issuer upon the vesting and settlement of the PSU. The PSUs settle in full on the third anniversary of the grant date if certain stock-price based performance targets have been satisfied during the term of the PSUs.
- F2Represents restricted stock units ("RSUs") granted under the Plan. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon the vesting and settlement of the RSU. The RSUs vest and settle in full on the third anniversary of the date of grant.