SEC Form 4 · accession 0001359841-18-000004
Hanesbrands Inc. · HBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Noll
Director
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001359841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 25, 2018 | M | 139,188 | — | A | 873,397 | D | |
| Common Stock | Jan 25, 2018 | F | 59,294 | $20.91 | D | 814,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F1,F4,F5 | — | Jan 25, 2018 | M | 139,188 | D | — | — | Common Stock | 139,188 | 317,195 | D |
Explanation of responses
- F1Represents a distribution to the Reporting Person of 139,188 shares of Hanesbrands Inc. common stock that had been contributed to a stock equivalent account (the "HBI Stock Fund") in the Hanesbrands Inc. Executive Deferred Compensation Plan (the "Plan").
- F2Represents shares of common stock withheld to pay taxes upon the distribution of Hanesbrands Inc. common stock from the Plan.
- F3Represents an HBI Stock Fund balance under the Plan. Balances in the HBI Stock Fund are settled on a share-for-share basis of Hanesbrands Inc. common stock.
- F41-for-1
- F5Balances in the HBI Stock Fund are settled on a share-for-share basis in Hanesbrands Inc. common stock at the time specified by the Reporting Person at the time of the Reporting Person's deferral election, which in no case shall be prior to the January 1 following the first anniversary of the date the deferral election is made.