SEC Form 4 · accession 0001359841-16-000434
Hanesbrands Inc. · HBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jessica Tuchman Mathews
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001359841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2016 | D | 4,200 | — | D | 123,639 | D | |
| Common StockF2 | holding | — | — | — | 2,096 | I | Through trust | |
| Common StockF3 | holding | — | — | — | 2,096 | I | Through trust | |
| Common Stock | holding | — | — | — | 15,800 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF4,F1,F7,F5,F6 | — | Dec 8, 2016 | A | 4,200 | A | — | — | Common Stock | 4,200 | 31,736 | D |
Explanation of responses
- F1Represents a deferral by the Reporting Person of 4,200 shares of Hanesbrands Inc. common stock upon the vesting of restricted stock units granted to the Reporting Person on December 8, 2015. The amount deferred was deemed to be invested in a stock equivalent account (the "HBI Stock Fund") in the Hanesbrands Inc. Non-Employee Director Deferred Compensation Plan (the "Plan").
- F2The reporting person is trustee of the Mathews Children's Trust DTD 7/24/1997 FBO Oliver M. Tuchman Mathews, of which her son is the beneficiary. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of her pecuniary interest therein.
- F3The reporting person is trustee of the Mathews Children's Trust DTD 7/24/1997 FBO Jordan Henry M. Mathews, of which her son is the beneficiary. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of her pecuniary interest therein.
- F4Represents an HBI Stock Fund balance under the Plan. Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock.
- F51-for-1
- F6Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock (i) with respect to deferrals prior to January 1, 2008, at the time specified by the Reporting Person at the time of the Reporting Person's deferral election, which in no case shall be prior to the January 1 following the first anniversary of the date the deferral election is made and (ii) with respect to deferrals on or after January 1, 2008, on the earlier of the fifth anniversary of the date of the deferral or the Reporting Person's separation from service as a member of the Hanesbrands Inc. board of directors.
- F7Includes acquisitions of 104.139, 110.204, 114.622 and 131.871 phantom stock units acquired through deemed dividend reinvestment on March 8, 2016, June 7, 2016, September 7, 2016 and December 6, 2016, respectively.