SEC Form 4 · accession 0001209191-18-001121
Pendrell Corp · PCOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart M Sloan
Director
Period of report
Oct 1, 2017
Accepted (ET)
Jan 3, 2018 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001359555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 1, 2018 | A | 28 | $575.00 | A | 428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $687.00 | Oct 1, 2017 | A | 60 | A | Oct 1, 2018 | Oct 1, 2027 | Class A Common Stock | 60 | 60 | D |
Explanation of responses
- F1Represents shares issued to the Reporting Person as compensation for board service provided for the quarter ended December 31, 2017.
- F2Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy.