SEC Form 4 · accession 0001209191-16-152800
Pendrell Corp · PCOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee E Mikles
Officer — President and CEO · Director
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001359555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 29, 2016 | S | 5,100 | $6.3063 | D | 7,479 | I | By spouse |
| Class A Common StockF3 | holding | — | — | — | 111,257 | D | ||
| Class A Common Stock | holding | — | — | — | 8,610 | I | By trust for the benefit of children | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By trust for the benefit of daughter | |
| Class A Common Stock | holding | — | — | — | 100 | I | By custodial account for the benefit of son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sales price. The highest price at which shares were sold was $6.34 and the lowest price at which shares were sold was $6.25. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
- F2Includes 230 shares of Class A common stock held in the individual retirement account of the reporting person's spouse.
- F3Includes 7,941 shares of Class A Common Stock held in the reporting person's individual retirement account.