SEC Form 4 · accession 0001209191-16-152236
Pendrell Corp · PCOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Lee E Mikles
Officer — President and CEO · Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 8:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001359555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 23, 2016 | S | 5,500 | $6.4025 | D | 105,757 | D | |
| Class A Common StockF3,F2 | Nov 25, 2016 | S | 5,000 | $6.4227 | D | 100,757 | D | |
| Class A Common StockF4,F2 | Nov 28, 2016 | S | 2,000 | $6.3901 | D | 98,757 | D | |
| Class A Common Stock | holding | — | — | — | 12,579 | I | By spouse | |
| Class A Common Stock | holding | — | — | — | 5,000 | I | By trust for the benefit of children | |
| Class A Common Stock | holding | — | — | — | 16,110 | I | By revocable trust | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By trust for the benefit of daughter | |
| Class A Common Stock | holding | — | — | — | 100 | I | By custodial account for the benefit of son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sales price. The highest price at which shares were sold was $6.45212 and the lowest price at which shares were sold was $6.375703. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
- F2Includes 7,941 shares of Class A Common Stock held in the reporting person's individual retirement account.
- F3Represents the weighted average sales price. The highest price at which shares were sold was $6.435187 and the lowest price at which shares were sold was $6.40387. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the weighted average sales price. The highest price at which shares were sold was $6.4262 and the lowest price at which shares were sold was $6.354. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.