SEC Form 4 · accession 0001209191-15-073281
Pendrell Corp · PCOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicolas Kauser
Director
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001359555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 1, 2015 | A | 12,673 | $0.72 | A | 77,181 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.71 | Oct 1, 2015 | A | 60,000 | A | Oct 1, 2016 | Oct 1, 2025 | Class A Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1Represents shares issued to the reporting person as compensation for board service provided for the quarter ended September 30, 2015.
- F2Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy.