SEC Form 4 · accession 0001209191-15-066383
Pendrell Corp · PCOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Dozois
Officer — Corp. Counsel/Corp. Secretary
Period of report
Aug 14, 2015
Accepted (ET)
Aug 17, 2015 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001359555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 14, 2015 | M | 30,000 | $1.50 | A | 184,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | $1.50 | Aug 14, 2015 | M | 30,000 | D | Jun 15, 2011 | Jun 15, 2020 | Class A Common Stock | 30,000 | 0 | D |
Explanation of responses
- F125% of the options vested on each of June 15, 2011, June 15, 2012, June 15, 2013 and June 15, 2014.