SEC Form 4 · accession 0001209191-15-062433
Pendrell Corp · PCOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Dozois
Officer — Corp. Counsel/Corp. Secretary
Period of report
Jul 24, 2015
Accepted (ET)
Jul 24, 2015 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001359555
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $1.31 | Jul 24, 2015 | A | 180,000 | A | Jul 24, 2016 | Jul 24, 2025 | Class A Common Stock | 180,000 | 180,000 | D |
| Restricted Stock UnitsF2,F1 | $0.00 | Jul 24, 2015 | A | 20,000 | A | Jul 24, 2016 | Jul 24, 2025 | Class A Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F150% of the award vests on July 24, 2016, 25% of the award vests on July 24, 2017 and 25% of the award vests on July 24, 2018, subject to the continued employment of the Reporting Person through such dates.
- F2Converts into Class A Common Stock on a one-for-one basis upon vesting.