SEC Form 4 · accession 0001209191-15-027441
Pendrell Corp · PCOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee E Mikles
Officer — Interim President and CEO · Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001359555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 16, 2015 | A | 14,849 | $1.13 | A | 78,957 | D | |
| Class A Common StockF2 | Mar 17, 2015 | A | 33,622 | $1.1343 | A | 112,579 | D | |
| Class A Common StockF3 | holding | — | — | — | 50,000 | I | By trust for the benefit of children | |
| Class A Common StockF3 | holding | — | — | — | 125,791 | I | By spouse | |
| Class A Common StockF3 | holding | — | — | — | 161,100 | I | By revocable trust | |
| Class A Common StockF3 | holding | — | — | — | 10,000 | I | By trust for the benefit of daughter | |
| Class A Common StockF3 | holding | — | — | — | 1,000 | I | By custodial account for the benefit of son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 45,794 shares of Class A Common Stock held in the reporting person's individual retirement account.
- F2Includes 79,416 shares of Class A Common Stock held in the reporting person's individual retirement account.
- F3The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.