SEC Form 4 · accession 0001209191-15-026195
Pendrell Corp · PCOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee E Mikles
Officer — Interim President and CEO · Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001359555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 11, 2015 | A | 50,000 | $1.01 | A | 50,000 | I | By trust for the benefit of children |
| Class A Common StockF1 | Mar 12, 2015 | A | 3,491 | $1.08 | A | 115,791 | I | By spouse |
| Class A Common StockF1 | Mar 13, 2015 | A | 10,000 | $1.14 | A | 125,791 | I | By spouse |
| Class A Common StockF1 | Mar 12, 2015 | A | 36,100 | $1.03 | A | 161,100 | I | By revocable trust |
| Class A Common StockF2 | Mar 13, 2015 | A | 30,945 | $1.1375 | A | 64,108 | D | |
| Class A Common StockF1 | holding | — | — | — | 10,000 | I | By trust for the benefit of daughter | |
| Class A Common StockF1 | holding | — | — | — | 1,000 | I | By custodial account for the benefit of son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F2Includes 30,945 shares of Class A Common Stock held in the reporting person's individual retirement account.