SEC Form 4 · accession 0000899243-17-024213
Pendrell Corp · PCOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Dondero
10% Owner
Period of report
Oct 12, 2017
Accepted (ET)
Oct 16, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001359555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 12, 2017 | S | 12,650 | $6.65 | D | 1,261,234 | I | See Footnote |
| Class A Common StockF1 | Oct 12, 2017 | S | 5,269 | $6.65 | D | 1,255,965 | I | See Footnote |
| Class A Common Stock | holding | — | — | — | 704,267 | I | By trust | |
| Class A Common Stock | holding | — | — | — | 261,859 | I | By affiliated funds |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc. ("Strand"), HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.