SEC Form 4 · accession 0001140361-16-064863
LEGACY RESERVES LP · LGCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale A Brown
Director
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001358831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units representing limited partner interests | May 10, 2016 | A | 39,526 | $0.00 | A | 61,203 | D | |
| Units representing limited partner interestsF1,F2 | holding | — | — | — | 2,983,242 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any other purpose.
- F2Includes 542,281 units owned by DAB Resources Ltd. and 2,440,961 units held by DAB Family Properties, Ltd. DAB Resources Ltd. is an entity partially owned by Mr. Dale A. Brown. The sole general partner of DAB Family Properties, Ltd. is DAB 1999 Corp., the sole shareholders of which are Mr. Dale A. Brown and his wife, Rita F. Brown.
Remarks
Director of Legacy Reserves GP, LLC, the general partner of Legacy Reserves LP.