SEC Form 4/A · accession 0001104659-17-013213
LEGACY RESERVES LP · LGCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dale A Brown
Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 2, 2017 · 6:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001358831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series B Preferred UnitsF1,F2,F3,F4 | Feb 27, 2017 | S | 219,931 | $10.23 | D | 0 | I | By Moriah Investment Partners |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The full title of the security is "8.00% Series B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units."
- F2This amendment to the Form 4 filed on March 1, 2017 is being filed to correctly state the aggregate amount of securities sold as reflected in this amendment.
- F3Reflects the weighted average sale price for the Series B Preferred Units. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.50 per unit, inclusive. Detailed information with respect to individual unit amounts and prices is available and will be furnished upon request.
- F4Moriah Investment Partners is an entity owned and controlled by Mr. Dale A. Brown and Mr. Cary D. Brown.
Remarks
Director of Legacy Reserves GP, LLC, the general partner of Legacy Reserves LP.