SEC Form 4 · accession 0001209191-17-065422
REATA PHARMACEUTICALS INC · RETA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin John Meyer
Officer — Chief Medical Officer
Period of report
Dec 12, 2017
Accepted (ET)
Dec 13, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001358762
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B common stockF1 | — | Dec 12, 2017 | M | 2,351 | A | — | — | Class A common stock | 2,351 | 116,336 | D |
| Class B common stockF1 | — | Dec 12, 2017 | M | 827 | A | — | — | Class A common stock | 827 | 117,163 | D |
| Class B common stockF1 | — | Dec 12, 2017 | M | 11,822 | A | — | — | Class A common stock | 11,822 | 128,985 | D |
| Employee Stock Option (right to buy)F2,F1 | $7.86 | Dec 12, 2017 | M | 2,351 | D | — | May 1, 2018 | Class B common stock | 2,351 | 0 | D |
| Employee Stock Option (right to buy)F3,F1 | $8.11 | Dec 12, 2017 | M | 827 | D | — | Feb 3, 2019 | Class B common stock | 827 | 622 | D |
| Employee Stock Option (right to buy)F4,F1 | $11.62 | Dec 12, 2017 | M | 11,822 | D | — | Jun 15, 2023 | Class B common stock | 11,822 | 19,525 | D |
Explanation of responses
- F1The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.
- F2The options vested in twenty equal quarterly installments beginning on August 1, 2008.
- F3The options vested in sixteen equal quarterly installments beginning on May 3, 2009.
- F4The options vest in twenty equal quarterly installments beginning on September 15, 2013.