SEC Form 4 · accession 0000905148-17-000941

REATA PHARMACEUTICALS INC · RETA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

James W Traweek Jr.

10% Owner

Period of report

Dec 13, 2017

Accepted (ET)

Dec 15, 2017 · 6:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001358762

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A common stock^F9,F1,F8	Dec 13, 2017	P	121,425	$24.8838	A	2,789,748	I	See footnote
Class A common stock^F10,F1,F8	Dec 13, 2017	P	300	$23.9767	A	2,790,048	I	See footnote
Class A common stock^F11,F1,F8	Dec 14, 2017	P	78,275	$24.6528	A	2,868,323	I	See footnote
Class A common stock^F2,F8	holding	—	—		—	16,645	I	By JET Land & Cattle Company, Ltd.
Class A common stock^F3,F8	holding	—	—		—	7,056	I	By 1 Thessalonians 5:18 Trust
Class A common stock^F4,F8	holding	—	—		—	572	I	By Esme Grace McGaughy Trust
Class A common stock^F5,F8	holding	—	—		—	572	I	By Mary Frances McGaughy Trust
Class A common stock^F6,F8	holding	—	—		—	2,739	I	See footnote
Class A common stock	holding	—	—		—	35	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2,F8,F7	—	holding	—	—	—	—	—	Class A Common Stock	185,263	185,263	I
Class B Common Stock^F3,F8,F7	—	holding	—	—	—	—	—	Class A Common Stock	78,539	78,539	I
Class B Common Stock^F4,F8,F7	—	holding	—	—	—	—	—	Class A Common Stock	6,364	6,364	I
Class B Common Stock^F5,F8,F7	—	holding	—	—	—	—	—	Class A Common Stock	6,364	6,364	I
Class B Common Stock^F6,F8,F7	—	holding	—	—	—	—	—	Class A Common Stock	30,478	30,478	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	380	380	D

Explanation of responses

F1These shares of Class A common stock are held in various funds for which CPMG, Inc. serves as investment manager (the "CPMG Funds"). The Reporting Person is a co-director and co-shareholder of CPMG, Inc.
F10This price reflects the weighted average purchase price for open-market purchases on December 13, 2017, within a $1.00 range. The actual prices for these transactions range from $23.97 to $23.99 inclusive.
F11This price reflects the weighted average purchase price for open-market purchases on December 14, 2017, within a $1.00 range. The actual prices for these transactions range from $24.40 to $24.92, inclusive.
F2The Reporting Person is the sole owner of the general partner of JET Land & Cattle Company, Ltd.
F3The Reporting Person is trustee of 1 Thessalonians 5:18 Trust.
F4The Reporting Person is trustee of Esme Grace McGaughy Trust.
F5The Reporting Person is trustee of Mary Frances McGaughy Trust.
F6These shares of Class A common stock and Class B common stock are held in escrow for a charitable donee by American Stock Transfer & Trust Company, LLC.
F7These shares of Class B common stock are convertible into Class A common stock on a one-for-one basis at the holder's election at any time for no additional consideration, and have no expiration date.
F8The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F9This price reflects the weighted average purchase price for open-market purchases on December 13, 2017, within a $1.00 range. The actual prices for these transactions range from $24.08 to $25.08 inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (9), (10) and (11) to this Form 4.