SEC Form 4 · accession 0000905148-16-001715
REATA PHARMACEUTICALS INC · RETA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Traweek Jr.
10% Owner
Period of report
Jun 28, 2016
Accepted (ET)
Jun 30, 2016 · 7:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001358762
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F9,F10 | Jun 28, 2016 | P | 900 | $19.7372 | A | 469,080 | I | See footnote |
| Class A common stockF2,F9,F10 | Jun 29, 2016 | P | 63,700 | $19.8282 | A | 532,780 | I | See footnote |
| Class A common stockF3,F9,F10 | Jun 30, 2016 | P | 100,000 | $19.7511 | A | 632,780 | I | See footnote |
| Class A common stockF4,F10 | holding | — | — | — | 16,645 | I | By JET Land & Cattle Company, Ltd. | |
| Class A common stockF5,F10 | holding | — | — | — | 7,056 | I | By 1 Thessalonians 5:18 Trust | |
| Class A common stockF6,F10 | holding | — | — | — | 572 | I | By Esme Grace McGaughy Trust | |
| Class A common stockF7,F10 | holding | — | — | — | 572 | I | By Mary Frances McGaughy Trust | |
| Class A common stockF8,F10 | holding | — | — | — | 2,739 | I | See footnote | |
| Class A common stock | holding | — | — | — | 35 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price reflects the weighted average purchase price for open-market purchases on June 28, 2016, within a $1.00 range. The actual prices for these transactions range from $19.655 to $19.75, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (1) through (3) to this Form 4.
- F10The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F2This price reflects the weighted average purchase price for open-market purchases on June 29, 2016, within a $1.00 range. The actual prices for these transactions range from $19.625 to $19.85, inclusive.
- F3This price reflects the weighted average purchase price for open-market purchases on June 30, 2016, within a $1.00 range. The actual prices for these transactions range from $19.54 to $19.80, inclusive.
- F4The Reporting Person is the sole owner of the general partner of JET Land & Cattle Company, Ltd.
- F5The Reporting Person is trustee of 1 Thessalonians 5:18 Trust.
- F6The Reporting Person is trustee of Esme Grace McGaughy Trust.
- F7The Reporting Person is trustee of Mary Frances McGaughy Trust.
- F8These shares of Class A common stock are held in escrow for a charitable donee by American Stock Transfer & Trust Company, LLC.
- F9These shares of Class A common stock are held in various funds for which CPMG, Inc. serves as investment manager. The Reporting Person is a co-director and co-shareholder of CPMG, Inc.