SEC Form 4 · accession 0000905148-16-001668
REATA PHARMACEUTICALS INC · RETA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Traweek Jr.
10% Owner
Period of report
Jun 6, 2016
Accepted (ET)
Jun 8, 2016 · 2:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001358762
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F8,F9 | Jun 6, 2016 | P | 20,000 | $17.5596 | A | 390,557 | I | See footnote |
| Class A common stockF2,F8,F9 | Jun 7, 2016 | P | 4,220 | $17.6209 | A | 394,777 | I | See footnote |
| Class A common stockF3,F9 | holding | — | — | — | 16,645 | I | By JET Land & Cattle Company, Ltd. | |
| Class A common stockF4,F9 | holding | — | — | — | 7,056 | I | By 1 Thessalonians 5:18 Trust | |
| Class A common stockF5,F9 | holding | — | — | — | 572 | I | By Esme Grace McGaughy Trust | |
| Class A common stockF6,F9 | holding | — | — | — | 572 | I | By Mary Frances McGaughy Trust | |
| Class A common stockF7,F9 | holding | — | — | — | 2,739 | I | See footnote | |
| Class A common stock | holding | — | — | — | 35 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price reflects the weighted average purchase price for open-market purchases on June 6, 2016, within a $1.00 range. The actual prices for these transactions range from $17.2525 to $17.75, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (1) through (2) to this Form 4.
- F2This price reflects the weighted average purchase price for open-market purchase orders placed by the Reporting Person with its broker on June 7, 2016, within a $1.00 range. The actual prices for these transactions range from $17.275 to $18.25, inclusive.
- F3The Reporting Person is the sole owner of the general partner of JET Land & Cattle Company, Ltd.
- F4The Reporting Person is trustee of 1 Thessalonians 5:18 Trust.
- F5The Reporting Person is trustee of Esme Grace McGaughy Trust.
- F6The Reporting Person is trustee of Mary Frances McGaughy Trust.
- F7These shares of Class A common stock are held in escrow for a charitable donee by American Stock Transfer & Trust Company, LLC.
- F8These shares of Class A common stock are held in various funds for which CPMG, Inc. serves as investment manager. The Reporting Person is a co-director and co-shareholder of CPMG, Inc.
- F9The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.