SEC Form 4 · accession 0000899243-16-021418

REATA PHARMACEUTICALS INC · RETA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 1, 2016

Accepted (ET)

Jun 2, 2016 · 6:18 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001358762

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A common stock^F2	Jun 1, 2016	P	5,000	$13.28	A	5,000	D
Class A common stock^F1	Jun 1, 2016	C	2,585	—	A	7,585	D
Class A common stock	Jun 1, 2016	P	18,000	$11.00	A	25,585	D
Class A common stock^F1	Jun 1, 2016	C	3,455	—	A	3,455	I	By Bass Family Trust A
Class A common stock^F1	Jun 1, 2016	C	1,448	—	A	1,448	I	By Bass Trust FBO James E. Bass

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B common stock^F1	—	Jun 1, 2016	C	2,585	D	—	—	Class A common stock	2,585	28,762	D
Class B common stock^F1	—	Jun 1, 2016	C	3,455	D	—	—	Class A common stock	3,455	38,447	I
Class B common stock^F1	—	Jun 1, 2016	C	1,448	D	—	—	Class A common stock	1,448	16,107	I

F1The Class B common stock is convertible into Class A common stock on a one-for-one basis (a) at the holder's election at any time after the date that is six months following the date of the closing of the initial public offering of the company's Class A common stock, (b) at the holder's election prior to that time subject to certain conditions, or (c) at the option of the company's board of directors, in its sole discretion, at any time or multiple times from time to time on or before the closing of the initial public offering. The conversion right of the Class B common stock has no expiration date.
F2Due to the conditions to closing of the initial public offering of the Class A common stock, these purchases were not deemed to occur until closing, on June 1, 2016.