SEC Form 4/A · accession 0001354488-15-000006
Millennium Investment & Acquisition Co Inc. · SMCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David H Lesser
Officer — CEO · Director · 10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Jan 2, 2015 · 9:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001358656
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Dec 31, 2014 | P | 1,370,692 | $0.55 | A | 1,555,991 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total common stock owned after the acquisition reported on this Form 4 includes the indirect ownership of 185,299 shares held by Hudson Bay Partners, LP Mr. Lesser has a reportable indirect beneficial ownership interest in such shares.
- F2The Amended Form 4 corrects that transaction date for the reported share purchase which occurred on 12/31/14. The original Form 4 Filing incorrectly reported the transaction date as 1/2/15.
Remarks
To correct incorrect dates in prior filing