SEC Form 4 · accession 0001358403-15-000111
BELLICUM PHARMACEUTICALS, INC · BLCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M. Spencer
Officer — Chief Scientific Officer
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001358403
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2015 | M | 5,000 | $2.55 | A | 184,559 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $2.55 | Dec 14, 2015 | M | 5,000 | D | — | Nov 27, 2021 | Common Stock | 5,000 | 117,058 | D |
Explanation of responses
- F1Includes 959 shares acquired under the Issuer's Employee Stock Purchase Plan on December 10, 2015.
- F2The shares subject to the stock option vest and become exercisable in 48 monthly installments.