SEC Form 4 · accession 0001246360-17-000101
CONCHO RESOURCES INC · CXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy A Leach
Officer — Chairman, CEO and President · Director
Period of report
Dec 15, 2016
Accepted (ET)
Jan 4, 2017 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001358071
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | G | 1,725 | $0.00 | D | 656,263 | D | |
| Common StockF3 | Jan 2, 2017 | A | 17,350 | $0.00 | A | 673,613 | D | |
| Common StockF4 | Jan 2, 2017 | A | 114,736 | $0.00 | A | 788,349 | D | |
| Common Stock | Jan 2, 2017 | F | 50,971 | $133.65 | D | 737,378 | D | |
| Common StockF6 | Jan 3, 2017 | S | 10,140 | $134.055 | D | 727,238 | D | |
| Common StockF7 | Jan 3, 2017 | S | 19,000 | $135.157 | D | 708,238 | D | |
| Common StockF8 | Jan 3, 2017 | S | 16,010 | $136.106 | D | 692,228 | D | |
| Common StockF9 | Jan 3, 2017 | S | 1,000 | $136.627 | D | 691,228 | D | |
| Common Stock | Jan 4, 2017 | F | 2,450 | $135.695 | D | 688,778 | D | |
| Common StockF1,F2 | holding | — | — | — | 74,291 | I | See Footnote | |
| Common StockF1,F2 | holding | — | — | — | 74,291 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
- F2These securities are owned directly by a partnership, of which the reporting person is the manager of its general partner.
- F3Represents a restricted stock grant that vests in four annual installments beginning on January 2, 2018.
- F4Shares issued pursuant to performance units granted on January 2, 2014.
- F5The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F6Represents shares sold at a weighted-average price of open market same-day sale. Sale of shares took place at actual prices ranging from $133.55 to $134.54 per share.
- F7Represents shares sold at a weighted-average price of open market same-day sale. Sale of shares took place at actual prices ranging from $134.585 to $135.58 per share.
- F8Represents shares sold at a weighted-average price of open market same-day sale. Sale of shares took place at actual prices ranging from $135.59 to $136.58 per share.
- F9Represents shares sold at a weighted-average price of open market same-day sale. Sale of shares took place at actual prices ranging from $136.59 to $136.69 per share.