SEC Form 4 · accession 0001571049-16-016074
Energy Services of America CORP · ESOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Abraham
Director
Period of report
Jun 15, 2016
Accepted (ET)
Jun 16, 2016 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2016 | P | 754 | $1.55 | A | 101,312 | I | Spouse |
| Common Stock | Jun 15, 2016 | P | 12,921 | $1.55 | A | 29,691 | I | Children |
| Common Stock | holding | — | — | — | 136,981 | D | ||
| Preferred StockF1,F2 | holding | — | — | — | 11 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
- F2Units consisting of one share of 6.0% Convertible Cumulative Perpetual Preferred Stock, Series A and 2,500 shares of Common Stock were purchased at a price of $25,000 per unit.