SEC Form 4 · accession 0001571049-15-007688
Energy Services of America CORP · ESOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith F Molihan
Director
Period of report
Sep 14, 2015
Accepted (ET)
Sep 17, 2015 · 9:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2015 | P | 5,000 | $1.10 | A | 7,500 | D | |
| Common StockF1 | May 31, 2013 | P$0 | 2,500 | — | A | 2,500 | D | |
| Preferred Stock Series AF2,F1 | May 31, 2013 | P$0 | 1 | — | A | 1 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Units consisting of one shares of 6.0% Convertible Cumulative Perpetual Preferred Stock, Series A and 2,500 shares of common stock were purchased at a price of $25,000 per Unit.
- F2Series A Preferred Stock will be convertible into shares of common stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.