SEC Form 4 · accession 0001567619-19-006281
Energy Services of America CORP · ESOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marshall T Reynolds
Director · 10% Owner
Period of report
Mar 5, 2019
Accepted (ET)
Mar 6, 2019 · 3:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2019 | L | 1,612 | $1.20 | A | 1,452,037 | D | |
| Common Stock | Feb 20, 2019 | L | 1,612 | $1.22 | A | 1,453,649 | D | |
| Common Stock | Feb 25, 2019 | L | 1,545 | $1.23 | A | 1,455,194 | D | |
| Common Stock | Feb 28, 2019 | L | 1,545 | $1.24 | A | 1,456,739 | D | |
| Common Stock | Mar 1, 2019 | L | 1,545 | $1.25 | A | 1,458,284 | D | |
| Common Stock | Mar 5, 2019 | L | 1,845 | $1.25 | A | 1,460,129 | D | |
| Preferred StockF1 | holding | — | — | — | 58 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.