SEC Form 4 · accession 0001567619-18-003088
Energy Services of America CORP · ESOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marshall T Reynolds
Director · 10% Owner
Period of report
Sep 25, 2018
Accepted (ET)
Sep 25, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2018 | L | 868 | $0.80 | A | 1,443,220 | D | |
| Common Stock | May 31, 2018 | L | 868 | $0.80 | A | 1,444,088 | D | |
| Common Stock | Jun 1, 2018 | L | 868 | $0.80 | A | 1,444,956 | D | |
| Common Stock | Jun 4, 2018 | L | 1,008 | $0.77 | A | 1,445,964 | D | |
| Common Stock | Jun 13, 2018 | L | 1,063 | $0.80 | A | 1,447,027 | D | |
| Common Stock | Jun 14, 2018 | L | 1,063 | $0.77 | A | 1,448,090 | D | |
| Common Stock | Jun 15, 2018 | L | 100 | $0.73 | A | 1,448,190 | D | |
| Common Stock | Sep 20, 2018 | L | 2,235 | $1.03 | A | 1,450,425 | D | |
| Preferred StockF1 | holding | — | — | — | 58 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.