SEC Form 4 · accession 0001144204-18-050471
Energy Services of America CORP · ESOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas V Reynolds
Officer — President · Director
Period of report
Sep 11, 2018
Accepted (ET)
Sep 24, 2018 · 10:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2018 | P | 50 | $1.02 | A | 1,343,719 | D | |
| Common Stock | Sep 17, 2018 | P | 6,400 | $1.04 | A | 1,350,119 | D | |
| Common Stock | Sep 19, 2018 | P | 2,500 | $1.05 | A | 1,352,619 | D | |
| Common Stock | Sep 20, 2018 | P | 4,945 | $1.04 | A | 1,357,564 | D | |
| Preferred StockF1,F2 | holding | — | — | — | 13 | D | ||
| Preferred StockF1,F2 | holding | — | — | — | 4 | I | Children | |
| Common Stock | holding | — | — | — | 29,907 | I | Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Series A preferred stock will be convertable into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the series A preferred stock, and only during the period provided by the Issuer's Notice of Redemption.
- F2Units consist of one share of convertable cumalative pertetual preferred stock at a price of $25,000 per unit.