SEC Form 4 · accession 0001144204-18-009940
Energy Services of America CORP · ESOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas V Reynolds
Officer — President · Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 21, 2018 · 11:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2018 | P | 9,000 | $0.55 | A | 1,334,669 | D | |
| Common Stock | Feb 20, 2018 | P | 9,000 | $0.56 | A | 1,343,669 | D | |
| Preferred StockF1,F2 | holding | — | — | — | 13 | D | ||
| Preferred StockF1,F2 | holding | — | — | — | 4 | I | Children | |
| Common Stock | holding | — | — | — | 29,907 | I | Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
- F2Units consist of one share of Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit.