SEC Form 4 · accession 0001140361-16-067093
Energy Services of America CORP · ESOA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce H. Elliott
Director
Period of report
Mar 16, 2016
Accepted (ET)
May 25, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2016 | S | 7,500 | $1.55 | D | 156,116 | D | |
| Common Stock | Mar 16, 2016 | P | 7,500 | $1.55 | A | 163,616 | D | |
| Common StockF1 | Apr 12, 2016 | S | 3,000 | $1.53 | D | 160,616 | D | |
| Common Stock | Apr 12, 2016 | P | 3,000 | $1.53 | D | 163,616 | D | |
| Common Stock | holding | — | — | — | 795 | I | Child | |
| Common Stock | holding | — | — | — | 35,589 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was matchable against a purchase under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Elliott has paid the Issuer $3,364.40, representing the full amount of profit realized in connection with the short-swing transactions. The amount of profit realized includes sales which occurred on February 18, March 16 and April 12, 2016, which were reported on multiple Form 4s.